Research On The Fund Managenment Company Risk Mechanism

This dissertation is developed on the risks of fund from the view of practice. Itanalyzes and discusses risk systematically in theory of fund industry, which not onlyleads to the normal daily operation in Funds Company but also concerns the tread ofwhole industry. Meanwhile, besides the joint risk of funds industry and company, it alsodiscusses the own risk, based on bearable one, and its healthy development trend here inChina. The paper sorts out the appropriate and practicable management system in termsof current environments. This paper is divided into five parts. Chapter one is anintroduction. It is concerned with the theoretical and practical significance of the thesis,the review of the studies of the risk-management on funds industry and funds Company,and the methodology of this research. Chapter Two is about what is concept of the riskin funds industry and risk status of what the funds company challenges. Furthermore,the author analyzes the relation of risk between funds industry and funds company, withthe intention to draw out that the industry risk is managed by funds company,meanwhile they should also pay more attention of how to solve the risk when companyoperating. Chapter Three analyzes in detail on the ventures and challenges underinnovation environment. Through many analyses of present cases, the paper probes thereasons-chosen at the original and evaluates and measures on risk consideration and riskcriteria. Chapter Four is about the contribution to build up an efficient managementsystem to confront with the risk-control from funds industry, funds company and thechallenge under the current market in China. Chapter Five is based on the theoreticalanalysis, brings forwards to the specialty on risk being the present business of fundsmanagement. And how to set up the system of risk-control and also how to furtherefficiently avoid the risk are the key questions for funds company and even fundindustry to solve.