Research On Risk Control Strategy Of AD Fund Company

After the rapid development in recent years,AD Fund has become the domestic fund market leader.According to the AD Fund Management Company official website data,as of the end of June 2017,AD Fund raised asset management scale reached 151.86 billion Yuan,the number of users more than 300 million,is currently the largest domestic,the largest number of customers Fund Management Company.Whether it is from the size of its assets,business scope,or from the number of customers have their own point of view,AD Fund Company has a considerable market influence.Therefore,whether it is from the perspective of maintaining the stable operation of the AD Fund,healthy development,or from the maintenance of the domestic fund market stability,for other fund companies to provide useful reference point of view,AD Fund company risk management and control issues is a worthy task.This paper studies the risk management and control of AD Fund Company from the general principles of risk management of securities investment fund,the development of AD Fund Company and its risk factors,the present situation,deficiency and optimization of corporate risk management.First of all,in terms of general principles,this paper analyzes the reasons for the formation of risk of securities investment funds,the necessity of risk management,the process and basic methods of risk management of fund companies,which provides a theoretical basis for studying the risk control of AD fund companies.Secondly,combined with the rapid growth trend of the AD fund in recent years and the domestic market environment,the risk factors of AD fund companies are analyzed at two levels.Thirdly,this paper analyzes the current situation of risk management of AD fund companies from the aspects of risk management concept,organizational structure of risk management,risk monitoring and early warning index system in risk management process.Finally,it analyzes the shortcomings and optimization problems of AD fund company's risk management system.The main contribution of this paper is that this paper takes the AD fund company as an example to study the risk management of the market importance fund company.The research of this paper,for the new situation,AD fund companies to improve and optimize the risk management system,to prevent risks,to maintain a stable operation and seek their own development has some value.At the same time,due to the AD fund company in the industry leader in the position,AD fund company risk management aspects of the highlights and experience for other fund companies have a reference to risk control and reference value.In this paper,the main purpose of constructing the risk management framework from the macroscopic point of view is based on the general analysis and the case analysis,so that the analysis of the model of the risk management method is not deep enough to reflect the shortcomings of this paper.