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Legal Analysis Of Insider Trading Actors Defined

Posted on:2014-10-11Degree:MasterType:Thesis
Country:ChinaCandidate:Z S CaoFull Text:PDF
GTID:2256330425962921Subject:Law
Abstract/Summary:PDF Full Text Request
With the development of the securities market. View from the insider trading case, the traditional insider directors, supervisors and company executives of listed companies have been investigated and dealt with the subject of insider trading, but with the development of the securities market, especially some of the advances in information technology, insider trading The main the expanding trend appears specific to the shareholders of listed companies, listed companies executives close relatives, the proliferation of media practitioners, the fund company employees and their close relatives, the securities regulatory personnel and their close relatives and other non-insider staff. Some party and government officials access to insider information, as well as in the company’s listing process, these problems need an accurate insider trading actors define and legal regulation, so as to improve the efficiency of regulation, to maintain a good market order.Article is mainly defined analysis of insider trading actors, analyzing flaws and vulnerabilities of our main defined laws on insider trading behavior, in some cases, to identify insider trading actors something with Chinese characteristics, such as party and government officials transactions, administrative examination and approval of the government staff, intermediaries and listed companies join forces to insider trading, and this is with Chinese characteristics. Nicholls red, such as in2011, the former mayor of Zhongshan, is a typical example, the former director of the Nanjing Economic Commission ol The insider trading case, and so the use of case studies, feasibility studies, and some reflections on our legal, as far as possible land of wide-ranging discussion on the subject of insider trading behavior,Based on the idea, the paper is divided into two parts of the introduction and body:The introductory part discusses the main identify insider trading actors theoretical significance, analysis of the main recognized at home and abroad on insider trading Research and theory of insider trading actors identified what are the weaknesses as well as the need to learn the local.The first part discuss the value defined by the actors for insider trading, the necessity and significance analysis of Insider Information actors defined. That is to ask what you want to define insider trading actors. Then the second part is to write the definition of the status quo and the difficulties faced by our insider trading actors, analysis of the flaws and loopholes in our laws on insider trading actors defined with Chinese characteristics, insider trading actors in some cases to identify some of the things, the third part of the definition of the legal regulation of insider trading actors, reflect and improve on our current laws against insider trading actors defined.The innovation of this paper is to do as much of the discussion, the main insider trading behavior analysis with Chinese characteristics, such as party and government officials of insider trading, the main insider trading in the process of restructuring of state-owned enterprises as well as how to regulate insider trading body Some analysts, such as the establishment of a regular reporting system of Insider Information,"acting in" Reversal of the burden of proof. Of course, I am limited level, the article can not solve all problems, new situations and new problems for the market, the analysis, there are many inadequacies in the analysis of the problem to be strengthened.
Keywords/Search Tags:insider trading, insider persons, acting in concert
PDF Full Text Request
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