| The security market is a public financial market, including various stake holderssuch as listed companies, intermediary service institutions, investors, securitiesregulatory agencies. The operation and change of the securities market will have agreat influence on the entire country and the international political, economic andfinancial. Securities public offering market as an important part of the securitiesmarket, its impact is even more significant. China’s security market is an emergingmarket. There are a large number of regulatory philosophies and experience canlearn. The government not only to afford to create, support and improve thefunctions of the public offering of the securities market, but also effectivelyconstrained the monopoly and unfair competitive behaviors on the public offering ofsecurities market. The improvement of the supervision of China’s securities publicoffering system is significant.The dissertation can be divided into five chapters. The first chapter is theintroduction. The second chapter focuses on the concept statement and classification,laid the theoretical foundation, the basic connotation of the man public offering ofsecurities regulators, the difference with the related concepts as well as thetheoretical basis for analysis. The third chapter describes the current situation of theChinese public offering of securities regulatory system, which includes the detaileddescription of the evolution of China’s securities regulatory system and someimportant regulatory system, such as information disclosure, pricing methods anddiscretion. The fourth chapter demonstrates the supervision of public offering systemin other countries, which is in the U.S., the main countries of EU in detail. The lastchapter is the focus of this dissertation, it describes the main aspects of developmentand improves of our system; we should learn form the regulatory of various countiesand regions, combined with the status quo of China’s development to make oursystem more perfect. |
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