| “The New Third Board”is referred to Zhongguancun Stock Transfer Agent System before2013,and now the meaning of “The New Third Board”is NEEQ(National equities exchange and quotations).the Market Maker System has used in USA, ENGLAND,JAPAN and so on. It is very useful in the OTC,but it is not used in our securities market until the NEEQ2013. But we don’t have the law or rules about the Market Maker System so far. So it isvery necessary to study the legal questions of the Market Maker System.This thesis is divided into four chapters.The first chapter introduces themeaning,classification and function of the Market Maker System, then analyses thenecessity of adopting The System and we should choose which System in the NEEQ.The second chapter is about the legal entity in the Market Maker System. Weanalyses from the insights of deal and supervision.The third chapter is about the right and obligation of the Market Maker. In thelast chapter discussing the business risk of Market Maker and the joining in ordropping out in the Market Maker System. |
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