| Along with the development of China’s financial reform and the increasingcompetition among commercial banks, the intermediary business has become acomprehensive profit increasing point and an effective approach to improve thecompetitiveness of commercial banks.This thesis sets forth distinctions of the offbalancesheet business and the intermediarybusiness, defines the concept of the intermediary business’s legal risk and primarilydiscusses some representative types of intermediary business, Organizes their legal risks ofthe industry regulations, internal controls and market relations, and finally establishessome risk prevention measures.This thesis is intent to be useful to strengthen the construction of laws, regulations andinstitutions, to prevent the legal and compliance risk, as well as to promote the healthydevelopment of the intermediary business. |
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