Everbright Securities In816Case Analysis In Based On The Securities Market

Sun, August16,2013big securities oolong refers to events led to the Shanghai composite index surged5%in3minutes, On November1, CSRC to constitute the behavior of everbright securities company insider trading and market manipulation, fine of$520million.Derivatives market in stocks, bonds, funds and other basic product extension, with high risk, high income, complex operation and so on the characteristic of its preferred. With the development of capital market and securities market, the stock index futures hedging demand, therefore, how to strengthen the regulation of securities market, how to prevent cross-market financial risks, is an important task to our country capital market.This paper first makes a brief introduction to the case to case as the breakthrough point, this paper analyzes the reason of the occasional incident, and unearthed in China securities market regulation problems in risk control and defects. Secondly analyzed the transmission mechanism across stocks and stock index futures market risk, the securities regulatory system from everbright events need to be made to further perfect. In the last focuses on the countermeasures and Suggestions of our country securities market regulation, the introduction of circuit breakers, the balance of financial innovation and financial supervision, and set up the system of civil compensation.