Research On Risk Control Of The Business Department Of The Futures Company

With the rapid development of China’s economy and even the global economy, the domestic market to expand international market driven, the development of China’s futures also in with the changeable and international futures is also more and more flourish. However, the development of the futures market itself has many potential risks, whether domestic or foreign, the development of the Futures Company is an important pillar of economic development.The department of the Futures company is an important part of the success of the futures market, the futures market is based on the futures business department as the intermediary, the futures business department of the futures market’s prosperity or not, as the link between the futures market and investors, the futures business department’s responsibility and role. Examples of domestic and foreign business of a lot of futures companies because improper risk management and cause a loss, to us sounded the alarm and risk management must be.In this paper, we analyze the operational risk of China’s futures business, including legal risk, operational risk, technical risk, the risk of the financial capital, the risk of forced liquidation, the risk of default, and so on. Futures market itself is full of risk, a slight mistake may lose the opportunity to compete, but from the point of view of control risk, these risks are avoidable, to analyze the risk of control risk, to prevent the expansion of risk. In this paper, the related risk of futures business department is introduced, and the control measures are put forward according to the risk. These measures provide effective suggestions for the futures development and supervision of futures business.