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The Enlightenment Of The Everbright Fat Finger Incident For Futures Agency Companies Internal Risk Control

Posted on:2018-04-04Degree:MasterType:Thesis
Country:ChinaCandidate:M X ChenFull Text:PDF
GTID:2359330512995780Subject:Business management
Abstract/Summary:PDF Full Text Request
With the continuous development in China's economy,the demand for resources is increasing.It became a challenge for China's economic development to obtain resources at relatively cheap price.It's necessary for China to establish an efficient and sound futures market at the moment because the prices for commodities are mostly priced by the hand of international futures market.The health of futures market relies on futures companies which is one of the main bodies of futures market.Considering the special broker status,hard survival situation and risk characteristic,it's necessary for futures companies to manage the various risk factors existing in the entire procedure of futures companies' operation.By the means of studying and getting experience from the financial risk cases that occurred in related financial institutions,combining current deficiencies in futures companies' risk management and applying theory and reality together,the purpose and meaning of this essay is to research and explore the way of establishing efficient risk monitoring system for futures companies and facilitate lasting,stable and healthy development in China's futures market.This essay starts from the case study of the "Everbright Securities Mistaken Trade",then the analysis of futures companies' risks,finally the suggestions for the establishment of risk monitoring system.
Keywords/Search Tags:futures company, risk, risk management, risk monitoring system, intalnal controls
PDF Full Text Request
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