Study The Information Disclosure Of National Equities Exchange And Quotations Practice

The information disclosure is relative to the participants in National Equities Exchange and Quotations(NEEQ).Begin with the necessity and significance of information disclosure,leading to somebody's thought over the meaning and principle of information disclosure issues.Sort out the legal basis for NEEQ to disclose information.Breach of disclosure liability relevant laws and regulations,departmental rules and self-regulation documents bear.By comparison,the author as well as practical experience in the brokerage recommendation listed in the three new board business with the US OTC market information disclosure on the NEEQ of the new disclosure recommendations.This paper is divided into introduction,text and conclusion.Text is divided into four chapters.The first chapter is an overview of information disclosure of NEEQ.Introduces the subject,principles,forms the legal basis and the legal responsibility of information disclosure.The second chapter is the difference between NEEQ listed company information disclosure and information disclosure.The main difference from the information disclosure documents,filing units,as well as some of the more publicly disclosed details of the provisions were analyzed.The third chapter is based on the second chapter,combined with the author in NEEQ listed problems encountered in the process of referral work,proposed the problems of information disclosure and solve these problems interspersed characteristics of the US OTC market information disclosure there is reason to further analyze the problem.The fourth chapter is recommended for the new board to disclose information,mainly from the new system angle and the angle of the Third Market listed companies disclosure of information put forward a sound proposal.The last part is the conclusion of the article.