Research On The Risk Management Of Margin Trading Of XB Securities Company

In recent years, with the margin trading business (hereinafter referred to as the "two financial business") as the representative of the capital intermediary business has made considerable development, the two financial business has become an important part of the brokerage business of pan, but also for promoting the brokerage business development model, enhance profitability since the important force of.2014 in the second half of the year China’s stock market opened the round of the bull market leverage surge high and sweep forward, intervention funds become an important driving force for the current round of market, the market has been concerned about.2015 years in June China’s stock market two has dropped sharply, causing two financial services to a substantial increase in the number of positions, the market faces a liquidity crisis. With the rapid increase of the two financial the scale of business, the entire securities industry financial leverage ratio increased, the two financial brokerage business risk management put forward higher requirements.The paper first elaborated the domestic and foreign two financial business risk management theory research, as the theoretical foundation of the whole thesis; secondly, on China’s two financial business development situation in recent years carried out a detailed quantitative analysis, focuses on the new features revealed at this stage of the two financial brokerage business risk, as the external environment analysis again, in the above; the theoretical and practical basis, to conduct a detailed study of the risk management at the present stage of the two financial brokerage business; then, in the XB securities company two financial business risk management as an example, from the internal control, risk control system, risk prevention measures, research and analysis; finally, on the basis of the above study and propose business risk management work of the two financial firms to do.