CD Program Futures Company Asset Management Business Operation Risk Management Improvement Program Measures

The asset management industry in China has been increasingly development and strengthened,with a series of financial policy enacted.Futures companies,approved into the industry profit from the financial policies,are establishing a multiplicity operation pattern which brings more profits.Meanwhile,the futures companies establishing asset management business have to face a severe competition as new comers.Wide range of investment,highly-leveraged trading,and flexible ways of trading,all of the distinguishing features make futures companies facing a higher risk than the common investment products.For that reasons,risk management of asset management business becomes particularly important.The thesis describes status quo of asset management business established by futures companies by the macro analysis of asset management industry,summarizes the characteristics of futures companies' asset management business by micro-comparison of specific financial institutions.The results that control risk especially the operational risk management are obtained.And concretely analyzing the asset management business of CD Futures Company deduces the operational risk,present optimization programs.