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Legal Protection Of Securities Investment Fund Shareholders Interests

Posted on:2019-01-03Degree:MasterType:Thesis
Country:ChinaCandidate:C JiFull Text:PDF
GTID:2416330542499928Subject:Law
Abstract/Summary:PDF Full Text Request
In recent years,China's securities investment funds industry went through continuous variations along with the global investment funds development.However,as this sector is not fully developed yet,many issues still remain and thus prejudice all parts interests,especially companies development funds' securities investment fund shareholders,endangering as well the sector's sustainable development.Improvements in many domains must be done in order to protect securities investment fund shareholders legal rights.This present dissertation,we will first provide a general theory of securities investment fund holders by defining securities investment fund shareholders,explaining the importance of protecting their legal rights,their relation with other relevant parties,their rights and exercise of their rights.In a second phase,we will illustrate the Chinese actual situation of securities investment fund shareholders legal rights protection focusing on primary legislation,regulatory regime and information disclosure system.Then,we will point out outstanding issues such as funds holders meetings vacuity,existing conflicts between fund companies governance structures and funds governance structures,fund manager unethical information disclosure system,the imperfection of the services received by shareholders,etc.Finally,we will provide solutions,mainly focused on the previously mentioned issues but not only,to improve protection of securities investment fund shareholders legal rights in comprehensive legislation,strengthen regulation,enhance information disclosure and better civil service and remedies.
Keywords/Search Tags:fund holders, law, rights and interests protection
PDF Full Text Request
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