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Research On Securities Supervision And Investor Protection Under The Background Of IPO Financial Fraud In China

Posted on:2019-01-30Degree:MasterType:Thesis
Country:ChinaCandidate:Y NieFull Text:PDF
GTID:2429330545952275Subject:Audit
Abstract/Summary:PDF Full Text Request
As China's securities market grows gradually,listed companies have gradually become an important part of the economic system.At the same time,securities financing has gradually become an important source of external financing for companies.China has set a high entry threshold for the securities market,so many companies are willing to use illegal means to whitewash and package financial data and business in order to achieve the goal of pursuing public financing for listings.Nowadays,financial falsifications continue to be banned for many times,and it has become a hard rock which has seriously interfered with the development of market economy.In this regard,how to severely punish fraudulent companies,crack down on IPO financial frauds,and improve the securities supervision,protect the rights and interests of investors as the focus of securities supervision,and create a stable and open market environment that is faced by all parties in society.The Green Earth fraud case,as a classic case of fraudulent issuance of listed companies,has focused on the issues that need to be resolved in all aspects of China's securities supervision.This paper adopts the case study method,based on the perspective of investors' interests,starting from the supervision of the IPO financial fraud case,and through the introduction of the IPO financial fraud case,analyzes the IPO financial fraud research fraud case itself and the country's fraud case.The impact of regulatory actions on investor rights and interests,that is,IPO financial fraud and its securities regulatory actions directly or indirectly damage the rights and interests of investors.Based on the above analysis,some suggestions and suggestions are given in the final chapter of the article.Through the internal perfection of listed companies and the reform of securities issuance regulation,the issue of counterfeiting in China's securities market can be gradually solved.In addition,it can also improve market protection and improve legal protection.In order to achieve the purpose of protecting small and medium investors.
Keywords/Search Tags:IPO Financial Fraud, Securities Regulation, Investor Protection
PDF Full Text Request
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