Research Of Internal Control For JX Branch,Bank Of China

Facing increasingly complex business environment and the more intense competitive environment,domestic Banks must change from various aspects as soon as possible,to ensure the survival and development of in the future.while internal control as a main method to make the business goal and to control the operating risk,how to optimize it will be one of the main topics of the domestic Banks face in the future.Based on the status internal control of JX sub-branch,this paper Outlines the general mode and main characteristics of the current internal control of the sub-branch,by analyzing the risk internal control cases of the institution and its neighboring institutions in recent years,to summarizes the prevalent internal control vulnerabilities and the risk events that may be caused by these vulnerabilities.Through the study of the problem,the author believes that in view of the current general situation and characteristics of internal control in grassroots branches of commercial Banks,we can optimize the internal control by From six aspects:Management of rules and regulations refinement of the division of responsibilities Process simplification of rules and regulations and study them efficently Strengthen the compliance awareness of staff and cultivate good practice habits Improve people's business level and service concept Establish an effective self-inspection,rectification and verification mechanism...