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Research On The Application Of Risk-Oriented Internal Audit In M Bank

Posted on:2020-02-15Degree:MasterType:Thesis
Country:ChinaCandidate:L ZhangFull Text:PDF
GTID:2439330578977476Subject:Accounting
Abstract/Summary:PDF Full Text Request
Commercial banks,securities institutions and insurance institutions are an important part of China's financial system.Among them,the irreplaceable commercial banks occupy the most important position.In the face of the large scale of audited objects,high risks and limited auditor ratio,how to accurately identify and quantify risks,help banks effectively avoid or reduce operational risks,and promote their sound and steady development,these are the problems to be solved by commercial internal audit letters.As a new audit mode,risk?oriented audit emerges at the historic moment.It takes risk identification,assessment and control as its core,and devotes itself to helping it to control risk in a minimum range.In recent years,although some achievements have been made in the internal audit work of M Bank,there are still many defects and shortcomings.Moreover,M bank has many outlets,difficult management and many problems.Therefore,it is imperative to introduce risk-oriented audit in M Bank.However,because the risk-oriented internal audit of commercial banks in China is still in the exploratory stage,there are many obstacles in the practical operation.Therefore,this paper attempts to study the application of internal audit in M bank from the perspective of M bank,according to the basic research idea of "raising problems,analyzing problems and solving problems",using the combination of theoretical analysis and case analysis,and hopes to draw meaningful conclusions on the application of risk-oriented audit in M bank based on the research results.
Keywords/Search Tags:Risk Orientation, Commercial Banks, Internal Audit
PDF Full Text Request
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