Case Study On Risk Prevention And Control Of Majoring Shareholder Pledging Of Listed Companies

With the stock market bull market in 2015 until 2017,the debt bubble accumulated in the securities market has become more and more serious.In 2017,the state issued a policy to decrease the financial leverage in the market.The tightening of monetary policy has made it difficult for major shareholders with excessive equity pledge to repay their loans in time.The pressure of bankruptcy triggered a chain reaction of financial markets.How to prevent the risk of major shareholder equity mortgage has become the focus of the public.On the basis of reviewing relevant research results at home and abroad,this paper uses the principle of risk control,adopts the research method combining normative analysis and case analysis,and takes each listed company as a sample to carry out the risk prevention and control of the major shareholder equity mortgage loan of listed companies.The system research includes the following parts: The first part is to sort out the research background and research significance of China’s equity mortgage loan;the second part is the theoretical analysis of the large shareholder equity mortgage loan,including domestic and foreign listed companies.The research on the relevant literature of the large shareholder equity mortgage loan and the basic problems of the risk prevention and control of the large shareholder mortgage loan;the third part is based on the actual case of the risk prevention and control of the major shareholder’s equity mortgage loan in Guanghuan;the fourth part is the case revelation of risk prevention and control of major shareholders’ equity mortgage loan.Through the research,this essay can come to the following conclusions: The prevention of the risk of major shareholder equity mortgage loans needs(1)To achieve both the symptoms and the root causes,and to trace the source of the prevention and control of the risk of large shareholder equity mortgage loans.(2)To take the initiative to attack and defend,and build a scientific prevention and control risk system.(3)Strengthening the supervision of the market,promoting the sharing of data resources between the CSRC,the Exchange,and the Registration and Settlement Center,and penetrating the supervision of the transaction process.