Analysis On The Current Situation And Countermeasures Of Operation Compliance Management Of State-owned Commercial Banks

In this paper,the state-owned commercial bank operation compliance management status and countermeasures analysis as the topic of the paper.The reason is that in recent years,the construction of the operation compliance system of commercial banks has made great achievements,and the risk management has been continuously strengthened,which can basically achieve the operation in accordance with the law.But the development speed of the business is still decoupled to a certain extent.I hope that by completing this paper,we can theoretically enrich the domestic research on the latest status and Countermeasures of the operation compliance management of commercial banks,and expand and innovate the theory of using new methods and new approaches to the operation compliance management.Through the analysis of the latest situation and solutions,and based on the theory of internal control of operation compliance management,the paper makes guiding and targeted suggestions and solutions,which to some extent enriches the solutions and methods of compliance operation management problems of China's commercial banks,guides the progress of compliance operation management system,and changes the current low efficiency of compliance operation management and other problems Present situation.In the following chapters,I have studied the theoretical knowledge about the compliance management of commercial banks at home and abroad,combined with the problems found in the management process of domestic commercial banks and the speculation on the development trend put forward by many scholars,and based on the internal control theory in compliance management,aiming at the risk profile and daily risk behaviors of HB branch of bank n in the first half of 2019 The bank analyzed and studied the existing practical problems,and found that in the daily operation of the bank under the operation and compliance management,under the risk clue identification mechanism currently formulated,the number of risk early warning is still very large,but for the problems such as the status of risk identification,the possible adverse consequences of risk and the subsequent investigation,there are also some settings that do not adapt to the actual situation and identificationBackward standards and other reasons.However,there are also positive situations in which new clues are found through new methods,new data and new models.In view of these different situations,carry on the overall analysis and research.Based on the research and improvement of the standards that should be followed in the formulation of countermeasures,enrich the access to basic information in the formulation of operational compliance management rules and regulations,so as to make the formulation of countermeasures for practical problems in operational compliance more forward-looking.At the same time,a series of normal measures,including system guarantee,more detailed organization,personnel management plan,other measures such as improving efficiency,accelerating update,development speed and so on,are formulated,and finally the feasibility analysis is carried out.