Investigation of Nonlinear Site Response and Seismic Compression from Case History Analysis and Laboratory Testing

In this thesis I address a series of issues related to ground failure and ground motions during earthquakes. A major component is the evaluation of cyclic volumetric strain behavior of unsaturated soils, more commonly known as seismic compression, from advanced laboratory testing. Another major component is the application of nonlinear and equivalent linear ground response analyses to large-strain problems involving highly nonlinear dynamic soil behavior. These two components are merged in the analysis of a truly unique and crucial field case history of nonlinear site response and seismic compression.;My first topic concerns dynamic soil testing for relatively small strain dynamic soil properties such as threshold strains, gammatv. Such testing is often conducted using specialized devices such as dual-specimen simple-shear, as devices configured for large strain testing produce noisy signals in the small strain range. Working with a simple shear device originally developed for large-strain testing, I extend its low-strain capabilities by characterizing noisy signals and utilizing several statistical methods to extract meaningful responses in the small strain range. I utilize linear regression of a transformed variable to estimate the cyclic shear strain from a noisy signal and the confidence interval on its amplitude. I utilize Kernel regression with the Nadaraya-Watson estimator and a Gaussian kernel to evaluate vertical strain response. A practical utilization of these techniques is illustrated by evaluating threshold shear strains for volume change with a procedure that takes into account uncertainties in the measured shear and vertical strains.;My second topic concerns the seismic compression characteristics of non-plastic and low-plasticity silty sands with varying fines content (10 ≤ FC ≤ 60%). Simple shear testing was performed on various sand-fines mixtures at a range of modified Proctor relative compaction levels ( RC) and degrees-of-saturation (S). Aside from the expected strong influence of RC, increasing fines content is found to generally decrease volume change for fines fractions consisting of silts and clayey silts with moderate to low plasticity. With truly non-plastic fines (rock flour), cyclic volume change increases with FC. Some materials also exhibit an effect of as-compacted saturation in which moderate saturation levels associated with high matric suction cause volume change to decrease. A preliminary empirical model to capture these effects is presented.;The balance of the dissertation is related to a case history of strongly nonlinear site response and seismic compression associated with a free-field downhole array installed near the Service Hall at the Kashiwazaki-Kariwa nuclear power plant, which recorded strong ground motions from the Mw 6.6 2007 Niigata-ken Chuetsu-oki earthquake. Site conditions at the array consist of about 70 m of medium-dense sands overlying clayey bedrock, with ground water located at 45 m. Ground shaking at the bedrock level had geometric mean peak accelerations of 0.55 g which is reduced to 0.4 g at the ground surface, indicating nonlinear site response. Ground settlements of approximately 15+/-5 cm occurred at the site. A site investigation was performed to develop relevant soil properties for ground response and seismic compression analysis, including shear wave velocities, shear strength, relative density, and modulus reduction and damping curves. (Abstract shortened by UMI.)...