Research On Risk Management And Control Of Shenzhen A Private Investment Fund Company

With the rapid transformation and upgrading of China’s economy and entering the new normal,especially under the premise of the government’s encouragement to improve the whole capital market,private equity investment fund companies have grown and developed,and the development scale of private equity investment fund companies is growing day by day.Development has become an important part of China’s financial market with strong vitality,and has also become a hot topic of innovation in the financial field.Because private equity investment fund companies started late in China and are still in the initial stage of development,there are still development obstacles and problems in fund-raising,investment decision-making,post investment management and exit operation process,which restricts the healthy development of private equity investment fund companies.At present,most domestic private equity investment fund companies belong to small and medium-sized private companies,aiming at maximizing interests,ignoring the importance and necessity of risk control,and the existing risk control system is not as sound as large companies.It is of great significance to avoid and control the risks faced by private equity investment fund companies and realize the win-win situation between financing enterprises and investors.This study takes the research on risk management and control of Shenzhen a private equity investment fund company as the subject,and puts forward the optimization scheme of risk management and control based on the analysis of the current situation and problems of risk management and control of the research case.Firstly,this study summarizes the background,purpose,motivation,practical significance and application value of the research,summarizes the research conclusions put forward by domestic and foreign scholars on the risk management and control of private equity investment fund companies by using the method of literature analysis,and introduces the life cycle and internal control theory,so as to provide reference for the development of this study.Then,the research design of this study takes the employees of Shenzhen a private equity investment fund company as the survey object,the management structure,investment business process and risk control system as the survey scope,and the field survey method,questionnaire survey method and risk assessment method as the specific survey methods.After that,summarizing the risk assessment results and questionnaire survey results,we learned that the risk control problems of Shenzhen a private equity investment fund company are mainly reflected in the inadequate implementation of internal control system,the insufficient execution of investment decision-making control,the lack of talent reserve for risk control,and the lack of risk control awareness of managers.Finally,combined with the survey results,this study puts forward suggestions to solve the risk control problems of Shenzhen a private equity investment fund company,comprehensively considers the risk control needs of different nodes,puts forward the risk control path of private equity investment fund company according to the expert survey results,and determines the specific measures of risk control of private equity investment fund company according to the questionnaire survey results.