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The Disquisition Of Securities Business Internationalize Statue Problem In Our Country

Posted on:2004-08-02Degree:MasterType:Thesis
Country:ChinaCandidate:Y ChenFull Text:PDF
GTID:2156360092491378Subject:Economic Law
Abstract/Summary:PDF Full Text Request
The internationalization of securities business is a significant component part of the cosmopolitan finance and even the economic development, the currently development of worldly financing securities and the money market integration development speed up every country's nation negotiable securities business internationalize course , and bring direct effect to most countries' economic development, at the same time also result in fresh problem to every state nation's securities law system, Since there are obvious divergence in domestic securities law system of every state nation , Currently in effect international statue mechanism also counterwork the internationalization in securities marketplace , Hence the internationalization of securities business will surely bring distinct degree shocks to every state nation's securities statue system .In order to resolve this issue , most country's legislation about securities show harmonization to avoid different conflict of different country's domestic law ,so a lot of countries' legislation show worldly compatibility in many aspects , Moreover by means of protocol,treaty to avert the securities law conflict. At the moment our country securities business has start the internationalization gradually , Moreover obtain specified result. Notwithstanding our country enact some rule of law in order to resolve correlative problem, but still be systematic less in securities business internationalize legislate thinking and administrant mode, so our country's securities law system can't account for practice necessaries of The internationalization of securities business.Firstly , The original bring forward a series of standard to define what is securities business internationalization, Moreover on the basis of the s securities business internationalization development course analyses the contributing factor and preponderance , Obtain the ordinary rule of securities business internationalization, base on these factors we sum up correlation statue problems in the course of every country's securities business internationalization development. Since concrete situation of every state nation divergence , Statue problem and the means of settlement problem in the progress of securities business internationalization are also are widely divergent , In order to be convenient for the comparing , The writer divide all countries to two types , mature securities marketplace country and fresh securities marketplace country in all countries base on whether a country has integrated negotiable securities law system when start securities businessinternationalization. Moreover compared this two types of countries by legislate and supervises mode selection of securities business internationalization , Sum up the most effective supervision mode securities business internationalization is that base on the government supervises (With the legislate means ) and self-discipline management assistant .For the sake of speeds up the internationalize in our country negotiable securities marketplace , it is indispensability to design to our country negotiable securities statue system reformation .First of all , Contrast against the developed country , Statue laws and regulations system of our country still faultiness, Supervise department unduly centralize , The action of autonomy organization is inefficacy, Participator in marketplace lack of the autonomy consciousness, Hence our country must avert centralizing legislate mode to intermediate supervision mode. We should keep to four principles (integer supervision , prudence and consistency ,centralize supervision and self-discipline supervision , forecast principle) , and speed up our country internationalize negotiable securities supervision course under the consider of construct integrative supervision system. Secondly , we should reform the correlative domestic law system as quickly as possible , This text put forward some innovation ideas from three aspects : securities statue system, Corporation statue system , correlation statue system, there are...
Keywords/Search Tags:securities business, internationalization, the statue system, reformation
PDF Full Text Request
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