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The Research On How To Make The Law To Regulate The Security Company's Business Perfect

Posted on:2007-09-28Degree:MasterType:Thesis
Country:ChinaCandidate:W LiFull Text:PDF
GTID:2166360185965383Subject:Economic Law
Abstract/Summary:PDF Full Text Request
The security company services can be divided into make money business and margin business 2 types. Making money business is the business that the security company obtaining profits as an executive by self-run business and provide a service; Margin business is that security company looking for the congenial funds on the capital and the currency market as a funds needer in order to maintain liquidity and ample of it's selves funds,.Taking charge of stock certificate is differ from taking charge of bank. Taking charge of stock certificate is "Regulation" , and "supervision" is used in the charging of bank in English, The two difference phrase reflecting: The main contents of "supervision" is a basis has already had the direct object of the system investigation behavior of match a rules/method, stop with punishment towards violating the rules/ the behavior of the method, in order to prevent the extension of the bane, but "regulation" also include in addition institutional of establish and perfect this content.To the analysis which takes charge of usefulness according to social cost and performance analysis for taking charge of. To the choice way of thinking for taking charge of should be insure to take charge of cost big in income.Its principle should be loosen to then loosen, be tightly and necessarily tight. Relax control to strengthen by loosenning business scope the profit ability of the stock certificate company towards doing not have confidence to pass to start to take charge of real results, to market but talking gains or losses color combining indetermination of business should, economize to take charge of cost in the meantime. Then want to set definitely to the business behavior that have to take charge of effectively but equal law responsibility, perfect pursue system, try hard for to take charge of real results.Current our country stock certificate company the business take charge of the source of the existence blemish of the law system BE:1.Punish and since the system blemish gone toward.2.The system blemish that the adaptability differs. Include: Some systems consider a stage demand too, lacking farsighted vision; Part of limitative sex contentses come to the surface too, lacking meaning of judging the essence.3.The law system lacks match and coordination.4.Take charge of the system blemish of layer structure.5.The system blemish of responsibility corpus. Include to take charge of an object responsibility the blemish of the system and take charge of a corpus responsibility the blemish of the system.6.The responsibility pursues lacking of...
Keywords/Search Tags:Securities, Services, Regulation, Security company
PDF Full Text Request
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