Research On Construction Of Securities Supervision System

Chinese security and security supervision system have gone through almost twenty years, and it has gained great achievements. Although Chinese security market is getting more mature, many problems lie in it.The essay attempts to demonstrate the construction of securities regulation system and the function to developing security market from the angle of security regulation.The supervisory system of the securities is that one country participates in security market, supervision subject and general name of the supervisory system.Should saying, the supervisory system of the securities is closely related with the political system, economic state of development, historical culture of a country.At first this text has described the theoretical foundation of security supervision, principle which should be followed in security supervision .To demonstrate the particularity, the targets and the necessity in security supervision. To demonstrate the definition of security supervising at first in chapter one, its essence is that the country manages security market through the economic , the law , policy means, in order to guarantee the healthy , orderly operation of security market and protection of investor's rights and interests. Secondly the chapter has expounded the fact that the theoretical foundation of portfolio supervision lies in the security market failure and the stabilities of security market. To describe the targets of the principle which should be followed insecurity supervision finally.Then, the essay describes security market and the concept of security supervision system. Which contents should security regulation system include? Securities supervisory system comprises both country implement supervision and measure and legal institutions to security market. The supervisory system of the securities includes the supervision of the government's competent authority and the supervision of the stock exchange. At the same time, security market also should be supervised by the self-regulation organization. Country has constructed the tight system of security supervision just through above-mentioned methods with administrative and legal measures and trade regular rules.In chapter two, the thesis have introduced three kinds of different supervision modes briefly, and comparing these three kinds of modes. Generally speaking, Security supervision divides for government regulation model, self-regulation system and comprehensive regulatory system, etc. These three kinds of systems have its historicalbackground and benefits and drawbacks of itself. But the security supervision mode is moving towards a trend, namely, the government type system combining with self-regulation type in our times.In the third part, the thesis has discussed several basic problems in the security regulatory system of our country. From the beginning different train of thought and concrete measure that issue take in "securities Law" that securities creation of our country portfolio supervision. Then the article introduces the setting-up of the securities supervisory system of our country and each supervise role in regulation system . The part introduces that our country securities regulation model is the model of integration of government regulation and self-regulation.The last part of this thesis, has emphatically discussed the fact how to perfect the securities supervisory system of our country. This includes the following several content mainly. First of all, we should define the guidelines of security supervision of our country. First, the security supervision under the market economy condition should be different from administrative supervision under the traditional system; Secondly, we should adopt a correct attitude towards the relation between each supervisory means; thirdly, establishing the idea of integration of government regulation and self-regulation. Secondly, the author has analyzed the question existing in the current securities supervisory system of our country. These questions are important reasons for existing problem...