A Research Based On The Post-financial Crisis Era Of Securities Internal Control

2008 subprime mortgage crisis triggered by the financial crisis, Bear Stearns, Lehman Brothers, Merrill Lynch has closed down, Goldman Sachs and Morgan Stanley have been converted to bank holding companies, the financial crisis has brought the global financial markets, far-reaching Effects. By analyzing the causes of the financial crisis, we find that one important reason for the crisis is due to securities companies there are serious internal control deficiencies, internal control failure as the outbreak of the financial crisis played a role in fueling. Over time, the past two years have improved the international economy, as a continuation of the financial crisis, we have entered a new era-the era after the financial crisis, China's securities companies how to conduct this special historical period of internal control Work to enable securities companies to legal, compliance, based on continuing operations, for business development, innovation, and enhance the core competitiveness of securities companies, the subject of great research significance.In this paper, the theory of internal control, under the guidance of the theory of finance, post-crisis era of the internal control of the status of the securities and causes were compared with the system, in-depth analysis. Post-crisis era for the internal control of security problems in the securities of foreign companies with experience in internal control, internal control of China securities companies improved concrete measures that contribute to China's securities companies in the post-crisis era Particular context, carry out internal control. Finally, these internal controls to ensure the smooth progress of reform measures, has also filed a post-crisis era securities company's internal control safeguards.