Securities Company Market Withdrawal Early Warning Mechanism Studies

As far back as October of 1995, the silver letter was taken over by the People's Bank of China because of violating legal provisions, not paying debts with all his assets at that time, set the organization (run concurrently) beginning of withdrawing from the market of the securities. The security market of our country is in the time to go through several decades, and the influence to national economic development and social stability of securities business is more and more important. As broker companies that join security market and ordinary investment, their sound development will exert a serious influence on the country, medium and small investors, shareholders even public trust of the security market.This work has selected some securities broker companies as the sample, getting real example nature according to the statistic of classification and comparation of various financial indexes distinguishing the risk of securities broker company from data, then designs and constructs the early warning system of risk of the securities broker company, withdrawing procedure and the relevant supplementary measures.During the writing, the author that uses his experience in the securities broker company, analyses the reason why Gansu securities Co., Ltd. withdraws from security market in depth and gets the lesson that is worth summarizing, using a large number of financial analytical methods and positive research, and have offered a lot of suggestions for the control of the risk of the securities broker company itself and the monitoring from the supervision ,that can produce the positive meaning for the development of securities broker company of our country.