Our Financial Holding Company Legal Control Of Internal Risk

The financial holding company as a financial of global integration of financial innovation products, through mixed-business management, realizing capital of contact, institutions and business integration, has played the economies of scale and scope economy and synergy effect and to reduce financial risk and other advantages.The financial holding company because of its unique structure, business structure and capital operation pattern, causes the financial holding company produces large uncertainties, this uncertainty may go on the positive side, also can produce negative influence, this kind of negative effects include internal risk. For the financial holding company's internal risk control, is to enhance the competitiveness of financial holding companies, preventing financial risks, and actively respond to the financial globalization, promoting financial reform.Based on the development status of Chinese financial holding company of our country, the financial holding company existing internal risk, combining foreign related financial holding company, and puts forward the regulatory mechanism for China's financial holding company internal risk control solutions.Besides preface and postscript, full text includes four parts.The first part, the financial holding company and its internal risk principle interpretation. Firstly the financial holding company are defined. Secondly, the financial holding company, including the types of interpretation of developed country abroad and in China mainland area were introduced. Again, on China's financial holding company's internal risk was presented. Finally, the author discusses the financial holding company internal risk control of theoretical and practical significance.The second part of our country, the financial holding company internal risk analyses the status quo. Firstly, this paper expounds the financial holding company internal risk form of expression. Secondly, to our country the financial holding company internal risk characteristics are analyzed. Finally, analyzes the financial holding company internal risk legal obstacles.The third part, this paper expounds the financial holding company internal risk of the current regulation. First, the financial holding company internal risk of the current regulation system in overall assurance. Secondly, a clear in the financial holding company internal risk of the current regulation system. Again, this paper reveals the development actuality of financial holding company internal risk of the current regulation system of insufficient. Finally, draw lessons from abroad developed countries financial holding company internal risk regulation system.The fourth part of our country, the financial holding company internal risk supervision model of interests. First of all, for our country's financial holding company internal risk supervision model in overall assurance, including the design principle and design scheme. Finally, expatiates on China's financial holding company internal risk control of concrete system, including financial holding company internal firewall system, insider trading regulation system, capital supervision system, to abuse the market dominant position of China's financial industry association rules and self-discipline management system.