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The Research On Financial Holding Company's Internal Risk Protection System

Posted on:2007-12-17Degree:MasterType:Thesis
Country:ChinaCandidate:B L LaiFull Text:PDF
GTID:2166360185965320Subject:Economic Law
Abstract/Summary:PDF Full Text Request
We must strengthen nowadays China's financial holding company's internal risk protection legal system. By analyzing some practical experience abroad, we can get a conclusion: many countries didn't make"internal risk protection legal system"as a legal request. But in China, with the present practical situation of financial development and the self-discipline of organ crew, internal risk protection legal system must as a legal request and become an important content in the supervision inspection. If not, this system won't be attached importance by financial industry, and the perfect system design will become formalistic. Now, China's financial power structure, manage mechanism and some financial agencies still have the blemish of "officer's basis", so there is the impulse of pursuing high risk and high income. Thus, internal risk protection legal system should be strict and should make the supervision authorities' mechanism requires as an important content.But for the basically principle and frame, supervision authorities also need design the concrete supervision index sign for financial holding company to guide and control financial institutions' concrete risk management. So supervision authorities should make concrete dictates on risk management's policy, frame, contents, index sign and methods etc. In order to make financial holding company reduce risk, strengthen risk management ability and with the activity to ensure relevant capital adequacy, according to the risk situation, risk management ability, and capital adequacy of financial holding company, supervision authorities should set up different internal risk protection legal system.
Keywords/Search Tags:Financial Holding Company, Financial Supervision, Risk Protection, Fire Wall, Supervision Index
PDF Full Text Request
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