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Research On The Legal Status Of Securities Investors

Posted on:2012-09-03Degree:MasterType:Thesis
Country:ChinaCandidate:Y ZhouFull Text:PDF
GTID:2216330338959705Subject:Civil and Commercial Law
Abstract/Summary:PDF Full Text Request
The securities business starts relatively later and rapidly develops in China. But the related various laws and regulations are incomplete,so there is no clear definition of securities investors and the regulatory mechanism can not play a role in real business.Securities market is the basic or most important part of capital market and it plays a role in company financing.If investors participate in the securities market actively,it will be good for market's development.So protecting investors well means protecting markets well.Investors,especially individual investors,are weak in the securities market.In modern society,how to protect individual investors well is a big problem for the world. Investors are the principal part for securities business,which are indispensable for the securities market.Therefore,it is urgent need to complete the mission of the securities industry that build a set of investor protection mechanism.Analyzing legal status of securities investors is the foundation for investor protection.To study the definition,qualification,right and obligation of securities investors is an important task in securities field. This text analyzes the current situation on investor protection of China's securities market and gives the recommendation on perfecting China's investor protection mechanism after learning the advanced theories and mechanisms abroad.There are six parts except introduction and conclusion.First: An introduction to the definition,characteristics of securities investor and its current development.Second:Introduce the qualification of securities investors,relating to behavior qualification,etc.Third: Classify securities investors in order to protect and supervise them well.Then explain individual investor's emotionality and irrational decision and expose the difference between individual investor and institutional investor.Fourth: Optimize the structure of securities investors,so the proportion of institutional investors may increase with steady steps.Fifth: Analyze the right and obligation of securities investors.Sixth:Analyze some problems of investor protection and some constructive suggestions on reforming and improving this system will be put forward.
Keywords/Search Tags:Securities Investors, Investor Protection, Types of Investors, Investors'Rights
PDF Full Text Request
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