Optimization Design On The Risk Control System Of The Great Wall Securities Co, Ltd

Securities firms are financial institutions whose task is operating risk. Their basic business is managing risk.In recent years, domestic regulators issued a series of laws and regulations to strengthen the securities firm risk control. The risks control consciousness of securities companies obviously improved, The risk control system in initial shape.but there are still many problems need to be improved urgently, This paper is about the risk control system optimization of the Great Wall securities companyThe paper first reviews the historical development of Chinese securities companies, and securities firms from disorder by development, vicious competition in the industry, to strengthen the overall difficulty in management, regulating the operation of the healthy development of the good situation comparison between before and after the securities company, and explains the importance of strengthening risk control. At the same time, Papers on large foreign brokers to control risk of main methods are analyzed and compared, and find out the domestic securities companies for reference of the major aspects. Secondly, this paper risk identification, risk assessment and the risk of theory, to the Great Wall disposal securities company as a case study object, on the company's potential risk to the analysis judgment, the present risk control system are analyzed, and points out that the main existing problems, and in-depth analysis of the problems of. On this basis, with the risk control theory and the basic method and confirmed the Great Wall securities risk control system to the main target and principle. Finally, qualitative and quantitative analysis method were used and with net capital as the core index of risk management theory, from the company governance, net capital management, main business process and information monitoring of the Great Wall securities risk control system for a comprehensive optimization design of new company, margin, futures IB business innovation such as business established corresponding risk control measures, make the company the original risk control system has been further enrich the perfect.This paper based on the risk control theory, method and the study of the real problem, by analyzing the conclusion that some preliminary conclusions, the current domestic other securities company risk control system design has certain value...