Research On Risk Management Optimization Of HF Securities Company

Risk itself can not be eliminated,what we can do is to minimize risk,strengthen risk management.Securities companies take the operating risk as the fundamental,participate in the financial market and occupy an important position.The ability of risk management is the key to the success or failure of securities companies,and is also the core feature of securities companies which are different from other types of financial institutions such as commercial banks and insurance companies.The global financial crisis triggered by the subprime mortgage crisis in the United States in 2008 made the world realize that the financial risks may bring great disaster,followed by the whole society is highly concerned about the financial security of the.2010,the outbreak of the European debt crisis is once again directly stung the nerves of society as a whole,how to strengthen financial risk management has become the core issue of the financial sector and focus.In the financial field,the securities companies have the highest risk characteristics.Because the operation of securities companies is based on their own business,effectively reduce and diversify the risk,so as to obtain the reward model,so in the course of the operation itself is a huge risk.Faced with such an international environment,how to strengthen the risk management of securities companies,and effectively reduce the operating risk of securities companies has become the most important issue for the healthy and feature development of securities companies.At present,the innovation and development of securities companies in the business level,the securities company's business income has been greatly improved,the market competitiveness,but also puts forward higher requirements for the risk management of securities companies.HF securities as a medium-sized brokerage,walking from the local brokerage to the national brokerage transformation,from a single brokerage business to a comprehensive business development on the road of rapid development.In 2011-2013 years,with the industry regulatory policy and the gradual liberalization of China's financial market development,re enacted the HF securities company's development strategy,from local firms to change the brokerage business mainly covers for investment banking,proprietary investment business,margin trading business,asset management business and other business comprehensive national brokerage,and the establishment of the fund subsidiary,a subsidiary of direct investment subsidiary,offbeat,newly established nationwide sales department,set up a branch.Relatively speaking,HF securities company's risk management department was established in 2013,mainly to meet the rapid development of HF securities business needs and meet the requirements of external regulation.However,the depth and breadth of risk management work lags behind the development of the company's business.In the full expansion of the business,external regulatory pressures and their own development requirements under the pressure of three,HF securities company to build a risk management mechanism for the company's development strategy has become a reality.Therefore,this article from the perspective of HF securities company risk management,analysis of the current situation of HF securities company risk management mechanism,assessment of its risk management mechanism,and puts forward the Countermeasures of optimizing the risk management mechanism.This paper is divided into six parts:the first part is the introduction,which mainly introduces the background and significance of this study,research review,research content,research methods and research innovation.The second part is the theoretical analysis of risk management,which mainly discusses the content of risk management,the risk management of securities companies and the development process of risk management of domestic securities companies.The third part analyzes the risk management of HF securities company.This paper mainly introduces the HF securities company,HF securities company risk management organization structure,risk management system,risk management team,risk management report,risk management index system,business risk management and so on.The fourth part is the evaluation of risk management of HF securities company.The present situation of the risk management mechanism of root Jun HF securities company,discusses the understanding of the risk management process of risk management in the HF securities company is not in place,the risk management talent team construction lag,risk management and other issues formality.The fifth part is the optimization of risk management for HF securities company.According to the exposure assessment of risk management mechanism of HF securities company in the process of problem,put forward to optimize the risk management mechanism of HF securities company strategy from the risk management system of soil cultivation,construction and management of personnel risk management evaluation implementation perspective.The sixth part is the summary of the whole thesis.