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The Study On The Regulatory Legal System Of Chinese Financial Industry In Mixed Operation

Posted on:2013-01-18Degree:MasterType:Thesis
Country:ChinaCandidate:C J YuFull Text:PDF
GTID:2246330362473234Subject:Economic Law
Abstract/Summary:PDF Full Text Request
Mixed operation model is the mainstream in international financial industry at thisstage. China takes the separate operation model now, but it is just a matter of time toadopt mixed operation model whether in order to fulfill the commitments when entryWTO, or comply with the development trend of the international financial industry, ortake into account the current situation of China’s financial industry. In the currenttransition phase from separate operation to mixed, the most important problem is toimprove China’s financial regulatory legal system in connection with risks that comesalong with mixed operation model which is different from the risks in separateoperation. Based on the idea, the paper breaks into six chapters.Chapter One—The preface. This part introduces briefly the reason and the meaningof writing the paper, and the summary studying about the legal system of risk regulationin mixed operation, and the contents, and the method for researching.Chapter Two—Analysis of the financial risks in mixed operation. This partanalyzes the common financial risks in mixed operation, then combined with thespecific environment of China’s financial industry to discuss the special risks whichChina’s financial industry will encounter in mixed operation.Chapter Three—The international comparative studying about the legal system ofrisks regulation in mixed operation. The purpose of this part is to attainingenlightenments which can perfect China’s legal system of risks regulation by analyzingthe legal system of three countries, including Germany, America and England.Chapter Four—The part combs China’s current legal systems of risks regulation infinancial industry. Consideration for the special risks in mixed operation and theexperiences which derive from the three countries, to sum up the defect that our currentlegal system deals with mixed operation model.Chapter Five—The improvement of China’s financial regulatory legal system. Thispart is the most important of the paper. This part bases on the detailed analysis aboutfinancial risks in mixed operation, in connection with the defect of China’s financialregulatory legal system, and learns advanced experience from the three countries. All isto improve China’s regulatory legal system from making a unified financial regulatorylaw, establishing a comprehensive regulatory regime and perfecting the supporting legal system, etc.Chapter six—The conclusion. This part summarizes the significance and thedeficiency of the paper.
Keywords/Search Tags:mixed operation, risk regulatory, financial risk, regulatory model
PDF Full Text Request
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