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The Research On The Legal Orientation Of The Financial Regulatory Pattern In China Under The Model Of Mixed Operation

Posted on:2007-04-13Degree:MasterType:Thesis
Country:ChinaCandidate:G LiuFull Text:PDF
GTID:2166360185965665Subject:Economic Law
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Finance is the core of contemporary economy. So it is the unchangeable law focus on the ways to regulate financial industry and orientate regulatory pattern in the market economy countries. The financial regulatory pattern is the systematic arrangement about the financial regulatory organizations as well as the laws and regulations of a country, which mainly studies the structural orientation of the financial regulatory organizations, including the internal disposition of the regulatory power in the organizational structure and the ways of the operation between the regulatory organizations'structure. The financial industry in China today still implements the separated operation pattern. But in recent years, the revision of the related financial laws and regulations offers legal space for the development of a mixed operation. It can be predicted, in the near future, that a mixed operation will certainly become the management pattern of our country, and China will melt into the process of the financial globalization with a more initiative and positive manner.The goal of the study on legal orientation of the financial regulatory pattern under the model of mixed operation in China is to construct a reasonable regulatory pattern for its validity and to enhance the international and domestic competitive ability of financial organizations. But the present legal orientation of the financial regulatory pattern, that is The People's Bank of China, and The Banking Regulatory Commission of China, The Securities Regulatory Commission of China and The Insurance Regulatory Commission of China, has some obvious flaws in the legal theory, and it does not conform to the international evolution tendency of the finance regulatory pattern. Meanwhile, It is also confronted with the challenge under the background of the increasing development of the mixed operation in practices, thus violates objective request that the finance industry develop in China. Therefore, it is necessary to study the successful experience of evolution of the legal orientation of international financial regulatory pattern and adjust regulatory goal and legal orientation of the regulatory pattern based on our national situation, and we should perfect the legislation for the financial regulation under this conditions so as to adapt to the request of financial industry and maintain the safety of finance.In any country or area, the development of the managing and regulatory pattern of the financial industry is a process of evolution. In the process of adjusting legal orientation of the financial regulatory pattern, China need consider some factors such...
Keywords/Search Tags:Mixed operation, Financial regulatory pattern, Multiplex regulatory pattern, Unified regulatory pattern
PDF Full Text Request
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