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Perfect The Laws And Regulations Of Financial Supervision

Posted on:2014-02-16Degree:MasterType:Thesis
Country:ChinaCandidate:S J YangFull Text:PDF
GTID:2256330401488187Subject:Constitution and Administrative Law
Abstract/Summary:PDF Full Text Request
Five-year transition period after joining the WTO, China in the financial sector toforeign financial institutions fully open the door to China’s financial enterprises theSeparated Management System constraints cannot take Mixed Systems in the foreignfinancial enterprise competition; addition under the double impact of the internal andexternal factors, we should speed up the progress of the legislation, including legislationrelated financial holding company, establish Mixed Systems from the law, to establish thelegal status of the financial holding companies should relax controls on the financialsector, given the financial companies considerable freedom, according to market changes,flexible and independent operators. But, at the same time should be noted that the mixedoperation there is a huge systemic risk, we must also change our existing regulatorysystem, strengthen the supervision of financial holding companies.For analysis of jurisprudence and economics, few more important for our financialmixed regulatory issues, proposed to perfect certain idea. Firstly, start from the analysisof the financial mixed regulatory issues orientation and concepts, the author is throughthe comparison of several typical the financial mixed regulatory legal system, and striveto explore the basic theory of the financial mixed regulatory legal system. Subsequentpapers on of Mixed Operation trends in China and its regulatory mode selection is legalissues further discussion of financial mixed regulatory mode and institutions in how to setup a number of problems, the idea to make some personal. Then, through the comparativeanalysis of several typical financial holding company regulatory regime, focusing onunderstanding the trends and characteristics to explore the revelation of the legal systemof China’s financial holding company supervision.Finally, we discuss the financial mixed regulatory system perfect, especially its legalsystem, the legislative outlook.Expectations of some of the problems in the field of financial supervision, accordingto their own day-to-day research and business practice, some superficial insights, I hopeto be able to provide some reference for the improvement of our financial mixedregulatory legal system.
Keywords/Search Tags:Finance, separate operation, mixed operation, legal and regulatory, legal system
PDF Full Text Request
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