Risk Management Of CITIC Securities Investment Banking

The current global economy is still unstable, compared with the pre-economic crisis; investment bank industry is encouraging challenge. Investment bank Corporation should emphasize the function of risk management in order to keep the stable development. CITIC Securities is a leading enterprise of China’s securities companies, investment banking as an important section of CITIC Securities, plays an important role in enhancing the strength and competitiveness of the CITIC Securities. This paper starts from the basic theory of investment banking and risk management; status of the CITIC Securities investment banking, the problem is analyzed; proposed to improve the level of CITIC Securities investment banking risk management measures for the development of investment banking, risk management of securities companies in China play a reference value.This paper analyzes the domestic and foreign research results in relevant fields, such as the definition, function, role of securities companies etc. On this basis, this paper analyzes the risk Management of CITIC Securities, including risk management institutions, risk management index system, and in which the problems were analyzed, including the risk management system is imperfect, the degree of specialization of the project is less than on the basis of analyzing the cause of the problem, CITIC Securities investment banking risk control system were constructed, including the establishment of goals, the major components of the building measures. Put forward CITIC at last, this paper issues several safeguard measures, including learn from the philosophy and experience of the of foreign investment banking of risk management, increase the efforts to train personnel, establish pay, and the welfare system, personnel training institutionalized and long-term, and expand the scale of capital in order to enhance the risk against strength, establish new development concept to build the risk warning mechanism for dealing with the relationship between risk management and business development.