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The Research On Securities Fraud Government Monitoring Measures

Posted on:2015-07-14Degree:MasterType:Thesis
Country:ChinaCandidate:L ChenFull Text:PDF
GTID:2296330467454601Subject:Administrative Management
Abstract/Summary:PDF Full Text Request
The securities market is an important part of the national economy. It can show up theeconomy development conditions. Companies can borrow more money to expand the scale,and investors can get dividends. At present, China’s securities market is not mature yet, fraud,such as the issue of fraud, insider trading, market manipulation, fraud customers often occur.If they are poorly regulated would seriously interfere with the countrie’s distribution system,destroy investor’s confidence and hinder economic development.As the supervisor of nationalsecurities market, Securities Regulatory Commission should take the responsbility of improvethe regulatory measures. How to prevent fraud,regulatory and punishment will be a major testof economic reform,and be significance.At present, securities fraud had develop to a new trend.Such as a huge amount ofsecurities fraud, means of securities fraud is very subtle, legal punishment is weak,andvictims are too much. It is in-depth analysis the securities fraud and find there are manyproblems in China’s securities market regulations. For example, the regulatory body is notclear, lack of specific regulatory basis, Securities Regulatory Commission’s low efficiency ofsupervision,and lack of supervision of power. To solve these problems, It think that shouldimprove the lows at first.And then clear the supervisor’s function.The third is improveregulatory efficiency.The fourth is Strengthen the supervision of powers. Only to use thesemeasures can Securities Regulatory Commission maintaining market order.
Keywords/Search Tags:Securities fraud, Securities Regulatory Commission, Inspect and lawenforcement, Protect investors
PDF Full Text Request
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