The Development Of Securities Industry To Explore With The Regulatory Approach

With the beginning of the Shanghai stock exchange, the equity capital markets of China was opened. Public investors with investment needs flocked to the new market. Since then, the national securities industry developed from small scale to big one, becoming an important driving force for the development of China’s financial industry quickly.But then, with the development of the securities industry, the way of development have entered a period to change.This paper is based on the extensive and in-depth research, combined with securities industry experience and knowledge, using the service marketing and strategic management theory to find the future development path of the security industry. At the same time, the paper is focus on the regulatory means and methods, aiming to promote the stability and development of China’s securities industry and the whole national economy.The first chapter is the introductory section. It introduced the background and significance of the article, elaborated a theoretical foundation and the research of the domestic and foreign scholars.The second chapter analyzed the main bottleneck that influenced the development of the securities industry, which was based on the analysis of the phased features and the external environment of China’s securities industry.From the international perspective, The third part represents a comparison with the international securities industry, analyzing the development traces of securities industries of America, Japan and South Korea, aimed at drawing some conclusions which maybe be useful for china’s development of securities industry.This sector acts as the heart of the paper, which analyses the main trends of China’s future securities industry and states specifically six feasible steps as well as the way to achieve each of them.As an expansion of the last part, this part explores a few regulatory suggestions which is suitable for the development pattern of china’s future securities industry, based on the summary of features and defects of china’s existing regulatory means and methods.On the basis of the previous parts, the conclusion has been drawn and it acts as the end of this paper.