The Integrity Of The Securities Regulatory Agency’s

The securities market is an important part of China’s capital market, its ability to run a major health issue related to whether the long-term health of China’s capital market development. Meanwhile, as the stock market operation mechanism is the most basic, the complete extent of the core of the integrity of the mechanism and the degree of realization, but also determine the extent of China’s securities market credit, the safety of the important criteria. As the stock market where the core of the "Person of the Year" and the "gatekeepers" of securities intermediaries integrity of the building and improvement of the stock market plays an important role. In other words, in order to improve the integrity of the securities market operation mechanism must be based on the securities intermediaries integrity of the building as a starting point for the foundation. However, in recent years, "Green Earth event", "Hontex case" and "Aoba Lin accounting fraud case," and so the case exposed the credit crisis securities intermediaries. As the stock market’s "watchdog" has pocketed, not thinking responsibility seriously hindered the development of the securities market integrity. Therefore, we must concentrate on the issue of the integrity of the securities agency to analyze, profound analysis of the reasons for its promises, and then make recommendations to change the status quo has targeted the integrity of the securities intermediaries, thereby allowing the agency to completely remove securities fraud violations who "partner" and planning, executor of the code, become the mainstay of the securities market, the Commission is most effective "supervision assistant", jointly contribute to the integrity of the construction of China’s securities market.In this paper, the theory of integrity honesty, integrity and the importance of securities and securities intermediaries carried out in detail, and later for the Causes of securities intermediaries promises were profound analysis. At the same time learn from foreign advanced experience, and after the real characteristics of the targeted analysis of the securities agency to find the crux of the problem directly, drawn up to deal with China’s securities agency dishonesty little countermeasures. Finally, this paper proposes legal countermeasures system on the integrity of the securities regulatory agency has relevance and feasibility, we want to help the integrity of the securities market development.