The Individual Stock Option Management Research Of Cinda Securities CO., LTD

Individual stock option is a mature product in the oversea’s market, which couldenrich the tools of the investor’s risk management, vivify the market transaction,expanded the depth and the scope of the market, improve the market efficiency andoptimize the discovery function of market price. In the beginning of the individualstock option business, how to make sure the business develop in safe; how to improveboth the the risk management ablity and the product innovation level, how to meet thesatisfaction of the customers of the security company are considerated as the keyissues to be deal with.This paper demonstrated the research background and the research significancfrom the3aspects which introduced the individual stock options business, businessfeasibility and risk analys: the paper generated the business feature,and analyzebusiness feasbility from the aspects of the clients,security company, stock exchangeand self operated business. In additional, the paper analyze the various kinds of therisk and solutions which the security company may be comfront with during thebusiness development. On that basis, the stock option business modle："123" whichmake sure the business with the goal of developing in safe and orderly and improvethe risk management ablity;To implement tow kind of the business: indvidual stockoption brokerage business and Proprietary trading individual stock options; by threeway: settlement processing, technique implementation and risk management.Based on fully understanding the internal resources advantages and industrydevelopment prospects of Xin Da securities co. LTD., this paper designs the plan ofthe individual stock option brokerage business and self-operated business, putsforward the management model of individual stock option business, provides thetheoretical support to grasp the opportunities, develop business, risk prevention andreasonable innovation for the securities firm, and provides decision-making referencefor other financial enterprises to design the business innovation management model.