Sichuan Province Branch For The Intermediary Business Of Commercial Bank Supervision Policy Research

Banking regulatory commission(CBRC) and its subordinate units in the intermediary business of commercial bank supervision plays an important role. This paper USES literature research method, research method, factors such as method, a branch of Sichuan province for the intermediary business of commercial bank supervision policy research. First of all, this paper selected topic background, significance, research methods and research innovations to be clear, in the full framing effect. At the same time for the intermediary business of commercial bank supervision of research results at home and abroad, in addition to try to comb to the concept of intermediary business, from the efficiency of the intermediary business of commercial bank, commercial bank middle service quality, commercial bank middle business regulatory policy several aspects, such as collecting, summarizing a large number of domestic and foreign research literature, with the intermediary business of commercial bank supervision model organically, form the theoretical basis in this paper, we study. Then, in this paper, the branch of Sichuan province for the intermediary business of commercial bank supervision of the current policy of the comb, to the CBRC for the intermediary business of commercial bank supervision as the carrier, the Sichuan branch of the main content of the intermediary business of commercial bank supervision policy to comb, and probes into the current branch of Sichuan province in the intermediary business of commercial bank supervision duty implementation mechanism, the reality basis for further analysis of the influence factors. At the same time, this article from the branch supervision laws and regulations construction, the commercial Banks internal control system, two key aspects of the current branch of Sichuan province for the commercial bank supervision problems and causes are analyzed, and research shows that the current branch of Sichuan province for the intermediary business of commercial bank supervision policy flaws, timeliness in policy making, policy implementation, policy, policy implementation environment, etc have some defects, these defects influence of intermediary business of commercial bank branch of regulatory functions. Finally, this article from the Sichuan branch of reinforcement for the intermediary business of commercial bank supervision perspective, to build a branch in Sichuan province two yean, commercial Banks, policy system, internal control mechanism, internationalization oriented trinity system of regulatory policy, for the realization of the branch of Sichuan province in the intermediary business of commercial bank supervision function provides the feasibility of using for reference.