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Analysis And Development Of Financial Settlement Platform

Posted on:2016-01-27Degree:MasterType:Thesis
Country:ChinaCandidate:C M ZhangFull Text:PDF
GTID:2309330482965352Subject:Industrial engineering
Abstract/Summary:PDF Full Text Request
Securities market is an important part of China’s financial market system, the stability of the securities market stability of the entire financial system. At present, China’s securities market, the Shanghai stock exchange, the Shenzhen stock exchange two trading institutions, the trading of stocks, bonds, securities investment fund shares and other securities and securities derivatives. In order to regulate the securities registration and settlement behavior, protect the legitimate rights and interests of investors, safeguard the securities registration and settlement order, prevent securities registration and settlement risk, ensure the safe and efficient operation of the securities market, maintain the financial market order, the regulatory agencies to launch a securities registration and settlement system with Chinese characteristics, the development of a series of management measures.Securities registration and settlement procedures clearly stipulates that securities registration and settlement activities must be open, fair, fair, safe and efficient principle.The third party depository system is an important part of the securities investor protection system and risk prevention system. The system is designed to ensure the safety of the customer’s trading settlement funds.With the continuous deepening of the reform of the financial market, the system has been perfected, the technology has changed with each passing day, and the securities market is in the stage of rapid development. The efficient, safe and timely delivery of the trading funds of the market, all kinds of business, and many trading partners are the premise and foundation of the stable operation of the securities market. With the continuous introduction of various types of innovative business, market development, the pace of internationalization is also increasingly close, the settlement of funds to meet new challenges, a higher requirement, in order to meet the existing multi market, multi service, high efficiency characteristics, but also need to consider the risk of financial settlement, internal control management audit, the regulatory requirements of the securities and futures commission.Currently, the variety of securities, a number of time points, the time required to be urgent and the company’s trading settlement platform, such as the characteristics of the company, the company has to pay a certain degree of pressure. How to make funds more orderly, safe, controllable and flexible, it is a problem that the company needs to solve urgently.In this paper, according to the registration and settlement requirements and the daily registration and settlement of funds to pay the work, analysis of the current situation of the work of the settlement, and put forward the optimization path and the summary of the demand. On this basis, the research and development of a set of funds to meet regulatory requirements, to ensure the security of funds, to prevent operational risks, improve the efficiency of financial settlement management platform, securities companies to achieve all the business on a unified platform to achieve capital 7*24 hours to achieve securities companies to effectively monitor and manage the delivery process, and to support future securities business continues to expand the scope of business to expand the demand to achieve uniform, standardized, safe, convenient and efficient.The use of this platform has greatly improved the efficiency of the funds delivery, reducing the work intensity of the delivery personnel.
Keywords/Search Tags:Registration and settlement, Third party depository, Cash settlement, Optimized path
PDF Full Text Request
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