Font Size: a A A

Research On The Prevention And Control Of Insider Trading In China's Securities Market

Posted on:2018-06-26Degree:MasterType:Thesis
Country:ChinaCandidate:K JiaFull Text:PDF
GTID:2336330515999457Subject:legal
Abstract/Summary:PDF Full Text Request
The securities market is a high-level place for the use of funds,and he is satisfied with the openness,equality,competitiveness and legal characteristics of the market economy.China's securities market with the development of China's market economy was born,started in the early reform and opening up,in 90 s,due to further deepening of reform and opening up into the rapid development stage.Compared with the rich experience of the western capitalist countries in the construction of the securities market system,although the establishment of the securities market since the establishment of the relevant departments on the drafting of a series of laws and regulations on the regulation of the securities market,and for this established a strict regulatory system And the punishment system,but because of the characteristics of the capital market itself fast update,the in the past about the securities market regulation system is still unable to meet the current economic development in the aspects of theory and practice demand.Insider trading is the most extensive capital market ills.In recent years,China's integration with the world economy,the gradual control of the capital market,to the world,making the perception of insider trading harm is also deepening,crack down on the market mechanism of the insider trading behavior,the hidden risk of insider trading in the securities market,to regulate and regulate the legal system as a prerequisite,to prevent and mitigate risks as a means,to establish a healthy and stable operation of the market for the purpose,prevent the slightest,Protect the legitimate rights and interests of the small and medium-sized investors in the market securities market,and ensure the rapid development of China's market economy.This paper explores the existing insider trading problems in China's securities market by means of case analysis,through the case study of Yi Sheng Pharmaceutical,from the perspective of the relevant aspects of law,for the company management model,information disclosure and legal system and other causes of insider trading behavior research,and come to the conclusion.In order to China's securities market will be to provide effective solutions in monitoring insider trading,management,and prevention and control.
Keywords/Search Tags:Insider Trading, Cause, Supervision
PDF Full Text Request
Related items