Research On The The Legal Supervision Of Financial Holding Company

At present,mixed operation has become one of the major business models of financial holding companies in the world,and it is also the main choice for China to vigorously develop inclusive financial operation pilots in the new era.The financial holding company adopting this mode of operation seizes the market with its unique advantages in the increasingly fierce market competition environment and enjoys the synergistic effects brought about by various types of economy,prompting the continuous development and expansion of the company.However,due to the confusion in the organizational structure within the mixed operation,and the lack of clear responsibilities between the various structures,it has certain complexity and particularity.Therefore,the financial holding companies adopting the mixed operation mode often bear greater risks.Other financial institutions.Under such a background,how to achieve supervision and management within the organization is particularly important,and it is also one of the hot spots for experts and scholars from around the world to study financial holding companies.Based on this,this article stands in the perspective of legal supervision,first of all,an overview of the financial holding company and its legal supervision.In the aspect of monitoring of China’s financial holding company,this paper analyzes it from two aspects:internal control and external monitoring,to find out the current problems and deficiencies in the legal supervision of China’s financial holding company.On this basis,through analysis and research on the supervision laws of financial holding companies in the United States,the United Kingdom,Japan,and Taiwan,the supervisory characteristics of these countries and regions have been compared,and the enlightenment has been obtained.Based on these inspirations Combining with the actual situation of China’s current financial holding company,we propose a solution to the problem of improvement,in the hope that it can provide a reference for resolving the problems existing in China’s current financial regulatory laws and regulations.