Case Study On Internal Audit Of Insurance Company

During the two sessions,the insurance topics have been raised several times,it is learned that the insurance has developed a good momentum,the total assets of the insurance increased from 6 trillion yuan in 2011 to 15.1 trillion yuan in 2016,an average annual growth of 20% Will be accompanied by increased risk,therefore,risk control and internal audit work to become the future of insurance companies to prevent risk and stability of the important factors.This paper takes the "Insurance Organization Internal Audit Work Code" issued by the CIRC on December 17,2015 and the "Insurance Audit Guideline" as the policy basis.Taking the new industry ten of the insurance industry as the industry background,the internal audit of S Insurance Company Based on the combination of theoretical research and practical case,this paper analyzes the main problems existing in the internal audit of insurance companies and analyzes the reasons for their existence in detail,and then puts forward a solution to the problems of the internal audit organization's internal staffing and auditing procedures.The purpose of the countermeasures and suggestions to improve the internal audit of the S branch of the purpose of the same time on other companies to play a role in the internal audit work to speed up the development of internal audit of China's enterprises.This paper is divided into five modules.Firstly,the basic situation of this paper is reviewed,including the background and significance of the research,the research situation at home and abroad,and the content of the research.Secondly,it introduces the related concepts of the internal audit of the insurance company,including the particularity of the insurance company as its financial industry and the internal audit of the insurance company.Thirdly,it reviews the basic situation of the internal audit of S Insurance Company,introduces the overall process of audit work,the process and method of audit and anti-money laundering audit in detail,and analyzes and analyzes the current situation of internal audit of S insurance company Its audit business audit,anti-money laundering audit,internal audit mechanism problems and shortcomings.Fourthly,according to the previous literature review,current situation research and case analysis,the S insurance company's internal audit work to make the company more scientific,standardized and efficient,and further enhance the company's risk prevention ability of rationalization proposals.Fifthly,combining with the previous discussion,this paper puts forward the conclusion of this paper,summarizes the shortcomings of this paper,and prospects the future improvement research.