On The Improvement Of Securities Sponsor's Compensation System In Advance

The new "securities law" has been amended in the implementation of the registration system,information disclosure,investor protection and the increase of illegal costs,providing a legal basis for its application,however,the operation mode of the sponsor's advance payment system,the specific compensation standard,the existence of legal risks and so on need to be refined and improved.Therefore,it is necessary to make some suggestions from the following aspects:The main body of compensation,the concrete operation mode and the standard of compensation.Thus,the system of the sponsor's payment in advance can quickly mediate and handle the disputes arising from the securities market,and protect the legitimate rights and interests of the investors of all parties,make the security market in a stable and effective rules and the normal operation of the environment.The full text is divided into five major parts:the first part is to outline the sponsor advance payment system of the relevant concepts,development,functions and nature.In the second part,the author expounds the experience of the system of advance payment of securities sponsors abroad.The third part,through the case study of the sponsor's advance payment system,leads to the problems of the present sponsor's advance payment system in China.In the fourth part,the author puts forward some suggestions on the improvement of the system of advance payment of securities sponsors in China.The fifth part is the conclusion,the conclusion from the overall point of view of the article,the induction and summary.