Discussion On The Internal Control Of Fund-related Activities Of SZ Group Headquarter

As one of the most basic elements of the daily operation of enterprises,fund-related activities are closely related to the development of enterprises.The internal control of fund-related activities can bring huge influence to the development and operation of enterprises.As the strategic center,decision-making center and resource center of the group,headquarters are faced with greater funding pressure and more frequent capital dispatching,and therefore bear most of the capital risks of the group.However,a good internal control system of capital activities can guarantee the safety,integrity and efficiency of fund-related activities,reduce or even eliminate many fraud problems,so as to make the group operation more effective.Therefore,the establishment of internal control system of fund-related activities for the headquarters is imperative.This paper starts with the analysis of internal control of fund-related activities of group headquarter,based on the domestic and foreign theory of internal control of fund-related activities,and combined with relevant cases to elaborate.On the basis of reading a large number of related literature at home and abroad,using the method of induction and summary,summarize the main points of this paper,then constructed the framework of this paper.This paper is divided into five parts,the specific content is as follows.The first chapter is the introduction,systematically expounds the research background and significance of the paper,and introduces the general framework of the paper.This chapter summarizes and analyzes the related literature about internal control of fund-related activities at home and abroad,and summarizes the methods and improvements of internal control of fund-related activities.The second chapter starts from the meaning and goal of the internal control of fund-related activities,then discusses the risk of the basic process of fund-related activities and the main measures of internal control,and finally expounds the theoretical basis of the internal control of fund-related activities.The third chapter is a case study about internal control of fund-related activities of SZ Group headquarter.It mainly introduces the general situation of SZ group headquarter,discusses characteristics,business processes,risks in fund-related activities of SZ Group headquarter,and then analyzes the current situation of the internal control of fund-related activities of the headquarter.The fourth chapter is mainly analyzes the existing problems and causes of problems in the internal control of fund-related activities of SZ Group headquarter.The fifth chapter mainly proposes someimprovements according to the causes of the problems elaborated in the fourth chapter,in order to improve the internal control system of fund-related activities of SZ group headquarter,which is more conducive to the implementation of future fund-related activities.The measures put forward in this paper including improving the accuracy of capital planning,ensuring the effective operation of investment project tracking evaluation,strengthening the management of bank account cancellation,building efficient modern information system and strengthening internal supervision.This paper combines theoretical research with case analysis.On the basis of learning and absorbing the existing research results of internal control of fund-related activities,combining with the actual situation of SZ group headquarter’ financing activities,investment activities and capital operation,and the application of enterprise internal control guidelines no.6 fund-related activities and enterprise internal control basic norms and other theories as the basis,conduct a detailed analysis based on the specific data of fund-related activities learned during working in SZ group headquarter.Through analysis,it’s found that there are some problems in the fund-related activities of SZ group headquarter in the process of financing,investment and capital operation.Through in-depth analysis of the causes of these problems,specific suggestions for improvement are put forward.The headquarter can improve its management level and operation efficiency according to the rectification strategy.In addition,we can also find some common problems of the internal control system of fund-related activities in the industry,which has certain reference significance for the construction of the internal control system of fund-related activities in the whole industry.