Research On Improvement Of Asset Custody Risk Management Of Guotai Junan Securities

In the new era,new journey,and new great cause,China’s capital market has made progress through reform,matured through openness,and achieved leapfrog development and evolution.Currently,with the deepening reform of the financial system,the capital market is undergoing profound changes.By 2021,the Chinese securities industry,with a total market value of 10 trillion,will have grown to more than 140 companies.The 20 th CPC National Congress report emphasizes the importance of concentrating on the real economy,with the securities industry being the lifeblood of the real economy,with its mission and purpose to benefit the real economy.At the time of the new journey,the new era and the new great time,securities companies can expand new growth points for themselves,meanwhile,help many small and medium-sized PE companies reduce operating costs and provide professional and efficient services through asset custody business.However,at the same time,there will be corresponding risk problems that need us to explore.Guotai Junan Securities still has major problems in the process of carrying out asset custody business,such as risk management risk identification ability to be improved,lack of risk management effectiveness evaluation model,internal control system to be improved,and management of common financial risks.With the increasingly rich product types of asset custody business and the expansion of asset custody business,CSRC has heightened the supervision of assets custody business.Considering the balance between the fundamental interests of rapid development and risk management as well as the increasingly severe regulatory requirements,the optimization research of risk management of asset custody business highlights the urgency.In this paper,through a thorough examination of research in pertinent areas both domestically and internationally,is comprehensive.By utilizing a variety of research techniques,such as survey and interview,quantitative analysis,and case analysis,Guotai Jun’an Securities’ asset custody business risk management is the focus of the study.This research amalgamates the characteristics of the asset custody business with the company’s pertinent risk cases,aiming to identify any issues with the current risk management process of the asset custody business,in order to optimize its risk management level.we will take improvement measures in strengthening the risk identification ability,This paper provides a theoretical foundation and decision-making framework for the establishment of a risk management effectiveness evaluation system,the augmentation of risk internal control,and the construction of a comprehensive risk management system,as well as the enhancement of risk awareness among all personnel,A professional talent team has been formed,and digital asset custody business has been advanced.Risk management optimization of Guotai Junan’s asset custody business is currently being optimized.,and summarizes the content and implementation of the risk management optimization strategy plan in a relatively complete way,so as to help Guotai Junan Securities and other similar commercial banks or securities companies develop asset custody business in a high quality and improve their core competitiveness.