Securities Invest Dealer Risk Administer Research At Present Phase In China

With the steps of reform and modernization, China stock market is growing up. In eleven year, under of Deng抯 theory, follaving the policy of law, supervising, discipline and standardization, the scale of China stock market is increasing, the function of market is improving, the position in Chinese economy in raising, It becomes an important part of socialistic market. It is key to hare healthy developing stock-jobber. In recent year, erery stock-jobber does many jobs in regulating running, reforming management. Strengthening inner control in done. Some big stock-jobber, for instance GuoTai JunAn securities, have built a complete risk management is not strong, the safe operation and healthy developing of stock market are not ensured So, researching the stock risk and prerent has special meaning to present stock market. In this paper, the author, wnnectsing theory to practice, research the display and reason of China present stock risk, discuss the strategies of improving and strengthening the management of stock risk. There are three parts in this paper: Part 1: explain the theory of stock-jobber, the meaning and classification of stock-jobber risk management, the defmation and meaning of stock-jobber risk management. Part 2: The administrational analysis of display and reason of stock-jobber risk. It includes the display and reasons of the risk. Part 3: the strategies of improving and strengthening the management of stock-jobber risk. It includes the total requests, basic policy and main way of improving and strengthening management of stock-jobber risk...