Enterprise-wide Risk Management Study Of Investment Bank

The industry of Investment Bank has entered into its initial phase with the development of securities and adjustment of economical structure. for enterprises. Investment Bank is an industry of high risk, due to the short history, the problem of corporate governance seriously, lacking of comprehensive law system to regulate this industry in our country, it has been both a theoretical and practical problem to research how to enhance risk management of Investment. Bank while poor risk awareness is cast to the "surf top" industry. It is based on existence of such problems that we do some researches on how to apply the enterprise-wide management theory to the investment banks in our country.This dissertation expatiates the definition of Enterprise-wide risk management, the factors of Enterprise-wide risk management system and the relation of the factors, introduces the function mechanism of RAROC in detail , then introduces the referenced experience of Enterprise-wide risk management of America Banks. The paper also analyzes current situation of risk management at present of the investment banks of our country with the systematic dynamics model, and proposes the suggestions to the investment banks of our country from whether supervise from the platform implemented, course, inside and outside of management that Enterprise-wide risk management implemented: the perfection of the institutional framework of the investment bank of our country, advanced technology adopted in construction of the Enterprise-wide Risk Management system, encouragement and supervision to senior executive and the staff risk management, come to ensure the implementation of Enterprise-wide Risk Management since the organization, system, management technology and human resources management angle conscientiously; At the same time from early- warning index, all kinds of risk means, analyzes how to use RAROC method in Enterprise-wide risk management of the investment banks of our country; Also studies the external monitoring of the investment bank of our country, the construction of theory and practice, law, system of supervising at the same time.