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Study On Legal Problem Of The Financial Supervision Under QDⅡ

Posted on:2011-05-03Degree:MasterType:Thesis
Country:ChinaCandidate:B B ChenFull Text:PDF
GTID:2166330332985114Subject:Economic Law
Abstract/Summary:PDF Full Text Request
QDâ…¡system (Qualified Domestic Institutional Investors) which introduced in 2006 is an important parts of the financial opening-up and also a move towards the global financial a significant sign. Looking at some of the world growth rate in China is similar to the emerging countries, economic globalization and financial integration in the context of the project is not completely open in the capital before the through implementation of the "qualified domestic institutional investor system" to the progressive realization of their securities internationalization of the market.This article attempts to integrate from a legal perspective the basic theory of finance, comprehensive use of legal and economic analysis of the combination of methods, empirical analysis, comparative analysis of methods to monitor China's QDâ…¡securities law the main line, in order to protect interests of investors as the core, In the QDâ…¡system and the system of legal supervision of the content on the basis of theoretical analysis, drawing mature and emerging market countries (regions) combined with our successful experience of the status quo of QDâ…¡to establish a complete legal system, improve the legal regulation to set QDâ…¡, and timely and effective adjustments to China's regulatory policies and measures put forward some proposals in an attempt to QDâ…¡system in China's development and sound financial supervision in China to make its own study.So far, research on the QDâ…¡system common in the field of economics, legal studies of this system is current in the rough framework of the stage, rarely seen from a legal point of view of the QDâ…¡system monitoring depth study of legal preventive measures. Innovation of this paper is that combining the use of legal and economic research methods, on the QDâ…¡system, especially under the supervision of the legal content of a more detailed sort, domestic "Securities Law", "Securities Investment Fund Law" Most involved in the regulation of domestic regulation, and QDII system is largely cross-border securities investment in institutional arrangements, national laws and regulations facing some difficulty, how to open an account on the territory, investment, and other aspects of hosting cross-border supervision, how to improve China's foreign exchange management system, how to strengthen the security of information disclosure and so we need to learn first national and regional experiences and lessons learned, the article focuses on emerging markets such as Korea and Taiwan, the practical experience of countries and regions, and the United States, Britain and other foreign countries in mature markets the relevant provisions of securities regulation, with a view to the legal system in China QDII supervision of the construction and improvement of some inspiration. The implementation of QDII system, overseas investment channels open has become irreversible, resulting in a number of risks; we need to strengthen financial supervision to guard against China. The financial rule of law is the necessary requirement for professional financial supervision, so as to adapt to this situation, the QDII configure a sound legal regulatory system has important theoretical and practical significance.
Keywords/Search Tags:QDII system, Qualified Domestic Institutional Investor, Legal regulation
PDF Full Text Request
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