Defects And Perfection Of Securities Investor Protection Fund

One of the most important standards judging whether the country’s securities market is advanced or not depends on the improvement of protection of securities investor by the legal institutions. Since the beginning of the opening up policy, with the development and improvement of the stock market, there’s some problems are also come up:securities investors failed to investment and withdraw capital, a large number of securities companies are even become bankrupt. In order to protect the benefit of medium and small investors, China formally established the Securities Investor Protection Fund legal system. It makes great contribution to enhance the investor’s confidence and to protect the benefit of securities investors. It has also to some extent guaranteed the sound and steady development of stock market. But there’s some problems existing during actual operation.For the sake of solving problems about Securities Investor Protection Fund legal system, the article aimed to put forward some corresponding suggestions with the combination of advanced countries’ practical experiences and realities in China.The essays mainly adapts literature research method, comparative method and Materials analytical method. The body of this article is divided into five chapters:Chapter1:mainly introduces the general theories of securities investor protection fund.Chapter2:based on the first chapter, and then discover the problem and shortcomings in the supplication of system. Proposing existed problem from the funding sources, organization management and supervision.Chapter3-Chapter5:based on the research of problems of the securities investor Protection fund legal system and the analysis of the successful experiences of developed countries. Funding sources, organization management and supervision, compensation mechanism for these aspects, as to perfecting this protection fund, the author expressed her own ideas.